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ACAMS Certified Anti-Money Laundering Specialist (CAMS7 the 7th edition) Sample Questions (Q38-Q43):
NEW QUESTION # 38
Which of the following is a common strategy employed by non-governmental organizations (NGOs) to combat money laundering?
- A. Directly prosecuting money launderers in court
- B. Providing financial assistance to governments to strengthen their anti-money laundering efforts
- C. Helping Financial Intelligence Units (FIUs) to analyze the suspicious activity reports (SARs)
- D. Raising awareness about the issue of money laundering and its consequences
Answer: D
Explanation:
* D: NGOs play an important role in raising awareness about money laundering, lobbying for strong AML
/CFT laws, and educating the public and stakeholders about the risks and consequences.
* "NGOs help combat money laundering primarily through advocacy, education, and raising public and industry awareness."(CAMS 6th Edition, Role of NGOs in AML/CFT) References:
CAMS 6th Edition, Awareness and Advocacy in AML/CFT
FATF, Outreach to NGOs
NEW QUESTION # 39
The primary objectives of the United Nations in developing sanctions regimes include: (Select Three.)
- A. to force developing nations to adopt liberal or substantive democracies.
- B. to punish governments for having weak financial crime controls.
- C. to deter non-democratic and non-constitutional changes within countries.
- D. to support the protection of human rights.
- E. to support governments and regimes in the peaceful resolution of conflict.
Answer: C,D,E
Explanation:
UN sanctions regimes are not punitive but aim to:
* B: "Support peaceful resolution of conflicts."
* D: "Deter non-democratic and unconstitutional changes of government."
* E: "Promote respect for human rights and humanitarian law."(CAMS 6th Edition, United Nations Sanctions; UN Security Council Mandates) Incorrect:
* A: The UN does not impose sanctions to force regime type.
* C: Sanctions are not for punishing weak AML controls.
References:
CAMS 6th Edition, UN Sanctions
UN Security Council, Sanctions Objectives
NEW QUESTION # 40
Who bears the ultimate responsibility for approving a financial institution's relationship with a politically exposed person?
- A. Relationship manager
- B. KYC analyst
- C. Enhanced due diligence compliance officer
- D. Senior management
Answer: D
NEW QUESTION # 41
Which types of external data sources are expected to be used for screening customers as part of customer due diligence (CDD)? (Select Three.)
- A. Sanctions lists, including those issued by the Office of Foreign Assets Control (OFAC)
- B. Social media profiles to assess lifestyle and spending habits
- C. Beneficial ownership registers and adverse media sources
- D. Registers of stolen or forged documents (where available)
- E. Customer feedback and online review platforms
Answer: A,C,D
Explanation:
Effective customer due diligence relies on authoritative, reliable, and relevant external data sources, as outlined in FATF standards and national AML regulations.
Sanctions lists, such as those maintained by OFAC, the EU, and the UN, are mandatory screening sources to ensure compliance with sanctions regimes. Registers of stolen or forged documents, where available, help detect identity fraud and false documentation during onboarding.
Additionally, beneficial ownership registers and adverse media sources are essential for identifying hidden ownership structures, corruption exposure, and reputational risk.
Customer reviews and lifestyle assessments from social media are not considered reliable or appropriate primary sources for AML screening due to privacy, accuracy, and governance concerns.
NEW QUESTION # 42
The recently appointed senior money laundering reporting officer (MLRO) at a newly opened small digital bank has been instructed by the group chief compliance officer to implement an effective AML transaction monitoring system that can identify unusual and suspicious transactions.
What are important considerations for the project to select and implement the AML transaction monitoring system at the digital bank? (Select Two.)
- A. Whether the monitoring system can be configured to enable the bank to execute trend analysis of transaction activity and to identify unusual business relationships and transactions
- B. Whether the permissions and user access settings for reviewing, investigating, and reporting details of alerts generated by the system are commensurate with those in use at other banks
- C. Whether the monitoring system is adequate with respect to the bank's size, activities, complexity, and risks
- D. Whether the vendor has documented appropriate internal controls for designing system and data integration schema
Answer: A,C
Explanation:
* C: "The system must be adequate and proportionate to the bank's size, activities, complexity, and risk profile. A one-size-fits-all solution is not appropriate."
* D: "Effective monitoring systems should support the detection of unusual trends and business relationships, facilitating meaningful analysis and alerts."(CAMS 6th Edition, Transaction Monitoring System Requirements) Incorrect:
* A: Vendor internal controls are important, but not a top selection criterion for AML system effectiveness.
* B: Permissions should be appropriate for the bank's structure, not just compared to other banks.
References:
CAMS 6th Edition, Selecting and Implementing Monitoring Systems
NEW QUESTION # 43
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